Your new company As a pivotal member of our compliance team, you will work closely with Group and Divisional Management, reporting directly to the COO. Your role involves providing expert compliance support, fostering a culture of continual improvement, and ensuring adherence to regulatory requirements.
Serve as the primary point of contact for compliance and financial crime-related supportMonitor compliance performance and communicate results to managementReview Delegated Authority agreements and offer advice on risk mitigationProvide guidance on financial crime prevention measuresTo excel in this role, you should have demonstrable knowledge of FCA compliance requirements related to both wholesale and reinsurance business, and an in-depth understanding of Lloyd’s, ICOBS, and SMCR regulations. The role offers an exciting opportunity to be the compliance expert for a growing Lloyds brokers, the role is paying up to 90k and the firm work 3 days a week in the office….